Fig. 10
The criteria used by Kanari (2008) to identify historical earthquakes as triggering the observed rockfalls included:
Fig. 1b
Fig. 10
Fig. 4-7
Table 3
Table 4-1
Fig. 2
We address an approach for rockfall hazard evaluation where the study area resides below a cliff in an a priori exposure to rockfall hazard, but no historical documentation of rockfall events is available and hence important rockfall hazard parameters like triggering mechanism and recurrence interval are unknown.
Rockfalls are a type of fast mass movement process common in mountainous areas worldwide (Dorren, 2003; Flageollet and Weber, 1996; Mackey and Quigley, 2014; Pellicani et al., 2016; Strunden et al., 2015; Whalley, 1984). In this process, a fragment of rock detaches from a rocky mass along a pre-existing discontinuity (e.g., bedding, fractures), slides, topples or falls along a vertical or nearly vertical cliff. Individual fragments travel downslope by bouncing and flying or by rolling on talus or debris slopes (Crosta and Agliardi, 2004; Cruden and Varnes, 1996; Varnes, 1978; Whalley, 1984; Wei et al., 2014). The rock fragments travel at speeds of a few to tens of meters per second, and range in volume up to thousands of cubic meters. Different mechanisms are known to trigger rockfalls: earthquakes (Kobayashi et al., 1990; Vidrih et al., 2001), rainfall, and freeze-and-thaw cycles (Wieczorek and Jäger, 1996; D’amato et al., 2016). Due to their high mobility, and despite their sometimes small size, rockfalls are particularly destructive mass movements, and in several areas they represent a primary cause of landslide fatalities (Evans and Hungr, 1993; Evans, 1997; Guzzetti, 2000; Keefer, 2002; Guzzetti et al., 2003, 2005; Badoux et al., 2016). In mountainous areas human life and property are subject to rockfall hazard (Crosta and Agliardi, 2004) and efforts are made to mitigate the hazard. Mitigation measures for rockfall damage are primarily based on hazard assessment, which integrates all available data to map and scale the hazard (e.g., Guzzetti et al., 2003). The spatial extent of the hazard in many cases can be resolved using field observations of documented historical rockfalls (Wieczorek and Jäger, 1996) and computer modeled trajectories (Dorren, 2003, and references therein). The temporal aspect of hazard and the triggering mechanism usually rely on historical reports, but rarely on direct dating of past rockfall events (e.g., De Biagi et al., 2017; Kanari, 2008; Rinat et al., 2014). However, hazard estimation where no historical documentation of past rockfalls exists (hence no documentation of either the spatial or temporal extents), nor any knowledge of the triggering mechanism, such as the case presented here, is rare or missing in literature.
The town of Qiryat Shemona (population 25 000) is located in the northern Hula Valley (Fig. 1), one of a series of extensional basins developed along the active left lateral fault system of the Dead Sea Transform (DST) (Freund, 1965; Garfunkel, 1981; Quennell, 1958). The town is built at the foot of the fault-controlled Ramim escarpment, which rises 800 m above the west part of the town. New quarters of the town are being planned and built below the escarpment and up the slopes above the town. These slopes are dotted with cliff-derived boulders with measured volumes of more than 100 m3, which have apparently traveled down the slope to their current locations (Fig. 2). Aerial photos predating the town establishment (dated ∼ 1945) reveal additional rock blocks with similarly estimated volume range within the now built town premises. Thus, the field observations and aerial photo interpretation suggest that the western neighborhoods of Qiryat Shemona, located at the escarpment base, are subjected to rockfall hazard.
In a given site, the size distribution of boulders resulting from past local rockfalls (recent or historical) is the best database for assessing predicted rockfall block size. Thus mapping the blocks is crucial for hazard analysis, as suggested by previous studies that required estimations or measurements of the number of blocks and their volumes (Brunetti et al., 2009; Dussauge-Peisser et al., 2002; Dussauge et al., 2003; Guzzetti et al., 2003; Malamud et al., 2004; Katz and Aharonov, 2006; Katz et al., 2011). In this study, a catalog of the past-rockfall-derived boulders was constructed from two data sources: 76 blocks were mapped and measured in the field with volumes varying between 1 and 125 m3 (green rectangles in Fig. 3a; their volume–frequency histogram is in Fig. 3b). An additional 200 blocks were mapped using pre-town aerial photos (dating to 1946 and 1951; yellow rectangles in Fig. 3a). A total of 58 out of the 200 blocks mapped using the aerial photos were identified and measured in the field as well. These blocks were used to fit a correlation curve between field-measured and aerial-photo-estimated block volumes. The correlation was used for volume estimation of the blocks that were removed from the area during the construction of the town but were mapped on the aerial photos predating the establishment (142 blocks out of 200). In summary, the catalog hosts a total of 218 boulders, which were mapped and their volumes were measured or estimated from aerial photos. This rock-block inventory is the basis for the prediction of probabilities for different block sizes for the calculation of rockfall hazard and its mitigation.
The downslope trajectory of a rock block (or the energy dissipated as it travels) is affected by the geometry and physical properties of the slope and the detached blocks (Agliardi and Crosta, 2003; Guzzetti et al., 2002, 2004, 2003; Jones et al., 2000; Pfeiffer and Bowen, 1989; Ritchie, 1963). Parameters that quantify these measures are used as input for computer simulation of rockfall trajectories. Several computer programs have been developed and tested to simulate rockfall trajectories (Guzzetti et al., 2002; Dorren, 2003 and references therein; Giani et al., 2004). The current study uses the 2-D Colorado Rockfall Simulation Program, CRSP, v4 (Jones et al., 2000) to analyze two significant aspects of rockfall hazard in the studied area. First, the expected travel distance of rock blocks along the studied slopes, which signifies the urban area prone to rockfall hazard is analyzed. Second, the statistical distributions of block travel velocities and kinetic energy, which serve as an input for engineering hazard reduction measures, is analyzed. For the current analysis the model input parameters are the topographic profile of the slope (extracted from 5 m elevation contour GIS database and verified in the field), surface roughness (S), slope rebound and friction characteristics (Rn: normal coefficient of restitution; Rt: tangential coefficient of frictional resistance), and block morphology. S was measured in the field according to Jones et al. (2000) and Pfeiffer and Bowen (1989), where Rn and Rt were estimated via a calibration process (see below).
The first step in hazard analysis using a computerized model is calibration of the model input parameter. Following Katz et al. (2011), calibration was performed by comparing calculated traveling distance of rock blocks of a given size to field-observed ones, while adjusting the assigned model parameters until the best fit was obtained, i.e., back analysis. In the current work, CRSP calibration using back analysis was performed along four slopes (pink lines in Fig. 3) located at the north and south parts of the prominent Ein El Assad source outcrop, where a relatively high number of field-mapped (50 blocks out of 76) and aerial-photo-mapped rock blocks (65 blocks out of 200) were observed. As an index for calibration quality, we used the difference between the field-observed downslope maximal travel distance along a selected slope and the simulated maximal travel distance along this slope (hereafter 1MD in meters), for a given block size bin. We considered the model parameters as calibrated when 1MD = ±60 m (about 10 % of average profile length). A total of 80 simulation runs, modeling the largest blocks with diameters (D) of 5.8 and 6.2 m along the four profiles, were used for calibration (determined S value is 0.5 for D = 5.8 and 6.2 m). These simulations resulted in the following coefficient value ranges: Rn = 0.2–0.25; Rt = 0.7–0.8, which are in agreement with suggested values for bedrock or firm soil slopes according to Jones et al. (2000). These values were further revised and refined following the initial velocity sensitivity analysis (detailed in the following).
For OSL age determinations of rockfall events, colluvium or soil material from immediately underneath the rock blocks was sampled. This approach constrains the time since last exposure to sunlight before burial under the blocks (following Becker and Davenport, 2003). For sampling we excavated a ditch alongside the rock block to reach the contact with the underlying soil using a backhoe, then manually excavated horizontally under the block and sampled the soil below its center. The sampling of soil was performed under a cover to prevent sunlight exposure of the soil samples. A complementary sediment sample was taken from each OSL sample location for dose rate measurements. Locations of sampled blocks are marked in Fig. 3. Rockfall OSL age determination was based on the assumption that the sampled blocks did not creep or move from their initial falling location. Thus, only very large blocks between 8 and 80 m3, weighing tens to hundreds of metric tons, were sampled. OSL equivalent dose (De) was obtained using the single aliquot regeneration (SAR) dose protocol, with preheats of 10 s at 220–260 °C and a cut heat temperature 20° below preheat temperatures (Murray and Wintle, 2006).
Rock blocks, a result of rockfall events, are commonly observed along the slope west of Qiryat Shemona, at the foot of the Ein El Assad Formation. Their volume varies, from the smallest pebbles to boulders tens of cubic meters in volume. In places the blocks form grain-supported piles, revealing impact deformations on their common faces such as chipped corners and imbricated blocks separated along previous fracturing surfaces. To determine rockfall hazard and risk, information on the frequency and volume statistics of individual rockfalls is necessary (Guzzetti et al., 2004, 2003).
For the hazard analysis, we ran computer simulations along 25 profiles including the four profiles used for the calibration (Fig. 3), using the calibrated parameters and the measured topographic profiles as the model input. A total of 100 computer runs were performed (four runs on each of the 25 profiles, using block diameters of 2.7, 4.6, 5.8 and 6.2 m separately), each run simulating the fall of 100 individual blocks (totaling 10 000 simulated single-block trajectories). These results were used to analyze the hazard in the study area.
The “x % stop angle” is defined as the slope angle of the profile cell at which cumulated x % of simulated blocks stop and, in accordance, the “stop swath” is defined as the distance (m) that the simulated blocks covered until all of them (100 %) stopped. For example, if the total 100 % of the simulated blocks stopped within a profile cell that has a 5° slope and the last one of them stopped after covering 65 m along that cell, the 100 % stop angle is 5° and the stop swath is 65 m. The 50 % and 100 % stop angle and stop swath data were extracted from the CRSP simulation analysis (Fig. 7). The 100 % stop angles for all profiles (red circles in Fig. 7) vary between 3 and 12° with a mean of 7.7° and SD = 2.3° (1σ = 5.4–10.0°); The 50 % stop angles (blue triangles) vary between 3.2 and 25.8° with a mean of 10° and SD = 5.3° (1σ = 4.7–15.3°). All other cell slope angles in all profiles (gray circles) vary widely between 7 and 88° with a mean of 29.4° with SD = 17° (1σ = 12.4–46.4°). Among them very few are less than 10°. Stop swath distances range between 8 and 105 m, with a mean of 38 m and SD = 24 m (1σ = 14–62 m). Only in two profiles (out of 25) did the stop swath distance exceed 65 m. In both these cases, the 100 % stop angle is steeper than in most other profiles (10–11°). Further details and illustration for slope cells and stop angles are given in Fig. 7. No significant correlation was found between a 100 % stop angle and stop swath distance.
A rockfall hazard map for Qiryat Shemona is presented in Fig. 8. The hazard map was compiled from the simulated maximal travel distance (where 100 % of blocks stop) of the largest blocks (D > 4.6 m, V > 50 m3) with the probability of occurrence, pD = 11 % (Eq. 3). The calculated block trajectories cross the town border and mark the town premises that are subject to rockfall hazard along 8 out of 25 simulated profiles (nos. 8–14 and no. 16, marked by “†” in Fig. 9). The area subjected to rockfall hazard is about 1.55 km2, currently including several houses (according to the last updated Google Earth image from November 2014). For D = 4.6 m, block impact velocity varies between 9.5 and 13.7 m s−1 and kinetic energy between 7400 and 16 300 kJ (Table 2). CRSP-simulated maximal travel distance and CRSP velocity and kinetic energy analysis points at town border impact locations are plotted in Fig. 9. The yellow line represents the CRSP 100 % stop line calculated for large blocks (D is 5.8 and 6.2 m). Yellow–black triangles mark simulated stop points; orange–black triangles mark simulated town border impact points (those labeled with a sword “†” mark locations of rockfall impact at town border) where kinetic energy was calculated. For details of the kinetic analysis at these locations refer to Table 2.
OSL ages were determined for nine rock blocks with a volume range of 8–80 m3. The location of these blocks is marked in red circles in Fig. 3. These ages range from 0.9 to 9.7 ka, with uncertainties of 6 %–14 % (Table 3).
We interpret the field-observed grain-supported structure of aggregations of blocks of various sizes, with impact deformations (e.g., chipping) on their common faces as evidence for catastrophic events, involving numerous blocks. Long-term erosion which results in single sporadic block failures would have resulted in matrix-supported blocks and not in the evidence observed here. We conclude that the rockfalls were mainly triggered by discrete catastrophic events such as earthquakes or extreme precipitation events. The question of a triggering mechanism in the case of a catastrophic rockfall event is an important one when attempting to evaluate the temporal aspect of rockfall hazard. The recurrence time of an extreme winter storm or a large earthquake may give some constraints on the expected recurrence time of rain-induced or an earthquake-induced rockfall, respectively. Furthermore, it might suggest a periodical probability for the next rockfall to occur when hazard is calculated. The correlation of rockfall events to historical extreme rainstorm events is limited due to the lack of a long-enough historical rainstorm record. However, in the 74 years of documented climatic history for the studied area (measurements at the Kfar Blum station 5 km away since 1944; IMS, 2007) no significant rock mass movements and rockfalls were reported in the study area. This period includes the extremely rainy winters of 1968/69 and 1991/92, in which annual precipitation in northern Israel was double than the mean annual precipitation (IMS, 2007). Furthermore, the winter of 2018–2019 (during which the current study is being prepared for publication) breaks a 5-year drought that was the worst Israel has experienced in decades (Times of Israel, 2019), with massive floods, snowfall, overnight freeze and rainstorms in northern Israel, including in the study area. The authors of this study received firsthand personal correspondence (photos, videos and descriptions) from hikers on the studied slope, which observed some dismantling of rock blocks in their location during one of the large rainstorms in January 2019. Yet no rockfall events were documented in the study area during this extreme winter season. Contrastingly, Wieczorek and Jäger (1996) reported that out of 395 documented rockfall events in the Yosemite Valley which occurred between 1851 and 1992, the most dominant recognized trigger for slope movement was precipitation (27 % of reported cases), and they point out the influence of climatic triggering of rockfall. Based on this significant difference of observations for rockfall-triggering mechanisms, we suggest that rainstorms may not provide a major triggering mechanism for rockfalls in our study area. A possible correlation between the dated rockfall events and historical earthquakes is analyzed below.
The following discussion relates to blocks of sizes equal to or larger than 8 m3 (D > 2.5 m) as the OSL dated blocks were of sizes of 8–80 m3. These volumes fit the CRSP simulation analyses of all blocks in the study, as the smallest simulated block for the hazard estimation was 10 m3 (D = 2.7 m). The wide range of OSL ages, between 0.9 and 9.7 ka (Fig. 10 and Table 3), rules out the possibility of a single rockfall event. Given the rich historical earthquake record in the vicinity of the studied area, the positive correlation between rockfall events and historical earthquakes may shed light on the triggering mechanism of the rockfalls. A similar approach was used by Matmon et al. (2005), Rinat et al. (2014) and Siman-Tov (2009). The latter dated rockfall events ∼ 30 km SW of the studied area, where he found a positive correlation between rockfall events and historical earthquakes, dated 749 and 1202 CE. To analyze this possible correlation, we overlaid the nine OSL ages with a set of nine large historic earthquakes (Table 4, Fig. 10), which comply with these cumulative terms:
The nature of the analyzed past rockfall events in the studied area can be used to constrain the possible characteristics of the expected future rockfall events and direct hazard mitigation. The predicted probabilities PD for specific rockfall with a given block diameter or smaller, derived from the regression curve (Eq. 3), are presented in Table 1. PD(2.7), the cumulative probability for a block of D = 2.7 m (V = 10 m3) or smaller, is 0.67. Consequently, the probability for traveling blocks of 2.7 < D < 6.2 m (10 < V < 125 m3) is 1 − PD(2.7) = 0.33 or 33 %. The occurrence of larger, more destructive blocks amongst these (D = 4.6–6.2 m or V = 50–125 m3) is PD = 11 %. Despite their lower probability, these blocks would reach the farthest distances, and hence pose the largest hazard to the town.
We discuss the hazard probability by addressing three terms: time dependency, size dependency and susceptibility:
In this work, we studied rockfall hazard for the town of Qiryat Shemona (northern Israel) to demonstrate computer-simulation-based hazard evaluation in cases where the study area is a priori exposed to rockfall hazard, but no documentation of past rockfall events is available. To overcome this lack of observations, we derived the needed geometrical and mechanical parameters for the computer hazard modeling from a field study of downslope blocks. In particular, we analyzed the spatial distribution of individual rock blocks which are the result of the past rockfalls and used this analysis for calibration of the model parameters.
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Siman-Tov, S., Katz, O., and Matmon, A. (2017) Examining the effects of ground motion and rock strength on the size of boulders falling from an overhanging cliff
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